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Municipal Securities Rulemaking Board
Results: 1131

#	Item
301	Comments of Investment Company Institute on File No. SR-MSRB[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-07-27 16:00:30 Financial services Collective investment schemes Funds Self-regulatory organizations Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Mutual fund Investment Company Institute Securities Act Financial economics Investment Finance
302	DEBT LINE Vol. 33, No. 4, APRIL 2014 California Public Debt Issuance Monthly Data REPORTS OF PROPOSED DEBT ISSUANCE RECEIVED Add to Reading List Source URL: www.treasurer.ca.gov Language: English - Date: 2014-08-03 11:23:10 Financial regulation Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Municipal bond Dodd–Frank Wall Street Reform and Consumer Protection Act Electronic Municipal Market Access United States Treasury security Asset-backed security Government debt Government bonds Economics Finance
303	May 2 4 , [removed]VLA OVERNIGHT MAIL Mr. Jonathan G. Katz Secretary Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-06-08 16:07:53 Financial economics Financial system Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission United States Securities and Exchange Commission Raymond James Financial Registered representative Broker-dealer Securities Act United States securities law Self-regulatory organizations Financial regulation
304	OCTOBER 3, 2013 SPECIAL EDITION HAWKINS DELAFIELD & WOOD LLP HAWKINS ADVISORY SEC APPROVES MUNICIPAL ADVISOR RULES Add to Reading List Source URL: www.hawkins.com Language: English - Date: 2013-10-03 13:16:13 Municipal Securities Rulemaking Board United States securities law 73rd United States Congress United States Securities and Exchange Commission U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Registered Investment Advisor Investment Advisers Act Financial adviser Financial economics Economics Finance
305	Session Three: The Dynamics of Underwriter Disclosures Under G-17 Add to Reading List Source URL: www.treasurer.ca.gov Language: English - Date: 2014-08-03 11:31:27 Municipal Securities Rulemaking Board 9 David Cohen
306	Regulatory Update: The Municipal Advisory Rules and Their Effect on Public Investments Add to Reading List Source URL: www.treasurer.ca.gov Language: English - Date: 2014-08-03 11:33:25 Investment Advisers Act Financial Advisor Financial economics Business Money Self-regulatory organizations Municipal Securities Rulemaking Board Financial adviser
307	Microsoft Word - GFOA Meeting Memo.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-08-12 11:59:28 Mary Schapiro Self-regulatory organization Economy of the United States Financial system Government Municipal Securities Rulemaking Board Government Finance Officers Association Electronic Municipal Market Access
308	Microsoft Word - 15c2_12.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-08-18 14:22:36 Auditing Comprehensive annual financial report Political corruption Political economy Public finance U.S. Securities and Exchange Commission Municipal Securities Rulemaking Board Electronic Municipal Market Access Government Finance Officers Association Accountancy Business Finance
309	June 3, 2003 Ms. Margaret H. McFarland Deputy Secretary Securities and Exchange Commission 450 Fifth Street, NW Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-05-18 15:57:40 Financial economics Financial regulation United States securities law U.S. Securities and Exchange Commission Securities Exchange Act Broker-dealer Securities regulation in the United States Self-regulatory organizations Municipal Securities Rulemaking Board Financial system
310	Preventative Compliance Session Add to Reading List Source URL: www.msrb.org Language: English - Date: 2012-03-27 12:16:49

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